An edition of Securities regulation
(2010)
Securities regulation
7th ed.
by Larry D. Soderquist
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Subjects
Securities, CasesPlaces
United StatesShowing 1 featured edition. View all 1 editions?
| Edition | Availability |
|---|---|
1
Securities regulation
2010, Foundation Press/Thomson/West
in English
- 7th ed.
1599417448 9781599417448
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Book Details
Table of Contents
Approaching securities law
Business context of securities act registration
Regulatory framework of securities act registration
Securities act registration process
Reach of securities act regulation
Exemptions from securities act registration requirements
Regulation of resales of securities
Liability for securities act violations
Commission's general exemptive authority and registration of securities and periodic reporting under the exchange act
Proxy regulation
Tender offer regulation
Fraud and related issues under rule 10b-5 and the Sarbanes : Oxley Act
Liability for trading profits : section 16(b) and the Sarbanes : Oxley Act of 2002
Market manipulation and stabilization
Regulation of the securities business
Issues for securities litigators
The responsibilities of securities lawyers : various perspectives
State regulation of securities
International regulation of securities.
Edition Notes
Includes index.
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History
- Created October 22, 2010
- 3 revisions
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| August 16, 2024 | Edited by MARC Bot | import existing book |
| September 24, 2020 | Edited by MARC Bot | import existing book |
| October 22, 2010 | Created by ImportBot | Imported from Library of Congress MARC record |