An edition of Regulation of securities
(2011)
Regulation of securities
SEC answer book
4th ed.
by Steven Mark Levy
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Subjects
Securities, MiscellaneaPlaces
United States| Edition | Availability |
|---|---|
1
Regulation of securities: SEC answer book
2011, Wolters Kluwer Law & Business
in English
- 4th ed.
1454805439 9781454805434
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Book Details
Table of Contents
Introduction to securities regulation
Electronic filing
Periodic reports
Disclosure items
Reporting beneficial ownership under Sections 13(d) and 13(g)
Insider reporting under section 16(a)
Short-swing profit liability under Section 16(b)
Audit committee
Executive compensation
Proxies
Shareholder proposals
Tender offers
Going private under Rule 13e-3
Selling restricted securities under Rule 144
Private resales to institutions under Rule 144a
Corporate website
Securities fraud
Insider trading
Insider trading during pension blackouts
Whistleblower awards
Securities litigation and enforcement.
Edition Notes
Includes index.
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History
- Created July 27, 2011
- 2 revisions
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| January 17, 2023 | Edited by ImportBot | import existing book |
| July 27, 2011 | Created by LC Bot | Imported from Library of Congress MARC record |