An edition of Securities and financial services law (2003)

Securities and financial services law

8th ed.

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Securities and financial services law
Robert Baxt
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Last edited by WorkBot
February 5, 2010 | History
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An edition of Securities and financial services law (2003)

Securities and financial services law

8th ed.

by

  • 0 Ratings
  • 2 Want to read
  • 0 Currently reading
  • 0 Have read

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Publish Date
Publisher
LexisNexis Butterworths
Language
English
Pages
759

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Subjects
Law and legislation, Securities, Financial services industry, Stock exchanges
Places
Australia

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Edition Availability
Cover of: Securities and financial services law
Securities and financial services law
2012, LexisNexis Butterworths
in English - 8th ed.
  • Not in Library
Libraries near you: WorldCat
Cover of: Securities and financial services law
Securities and financial services law
2003, LexisNexis Butterworths
in English - 6th ed.
Libraries near you: WorldCat

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Book Details

Table of Contents

Part 1. Introduction. Ch. 1. Regualating securities and markets
Ch. 2. Administration of the securities and financial services laws
Ch. 3. The statutory definitions
Part 2. Ch. 4. Regulation of securities offerings
Ch. 5. Conducting a regulated securities offer
Ch. 6. Offering financial products other than securities
Ch. 7. Continuous disclosure
Ch. 8. Liability for defective disclosure
Ch. 9. Investor claims for defective disclosure
Part 3. Markets. Ch. 10. Licensing of market providers
Ch. 11. Regulation of market participants in the securities markets
Ch. 12. Enforceability of the ASX listing rules
Part 4. Intermediaries. Ch. 13. Licensing financial intermediaries
Ch. 14. The relationship between financial services licensees and their clients
Part 5. Market conduct. Ch. 15. Mergers and acquisitions
Ch. 16. Market misconduct, probihited conduct and short sellling
Ch. 17. Insider trading.

Edition Notes

Previous ed.: 2008.

Includes table of cases and table of statutes.

Includes bibliographical references and index.

Also available online.

Published in
Chatswood, N.S.W

Classifications

Dewey Decimal Class
346.94092
Library of Congress
KU909 .B39 2012

The Physical Object

Pagination
lxxiv, 759 p.
Number of pages
759

ID Numbers

Open Library
OL30720913M
ISBN 13
9780409330281
LCCN
2012453626

Source records

Library of Congress MARC record

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History

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February 5, 2010 Edited by WorkBot add more information to works
December 9, 2009 Created by WorkBot add works page