An edition of Securities regulation in a nutshell (2016)

Securities regulation in a nutshell

Eleventh edition.

by Thomas Lee Hazen

Thomas Lee Hazen, Thomas Lee H ...

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Last edited by MARC Bot

October 5, 2025 | History

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An edition of Securities regulation in a nutshell (2016)

Securities regulation in a nutshell

Eleventh edition.

by Thomas Lee Hazen

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Publish Date

2016

Publisher

West Academic Publishing

Language

English

Pages

411

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Buy this book

Edition	Availability
1 Securities regulation in a nutshell 2016, West Academic Publishing in English - Eleventh edition. 0314269967 9780314269966	aaaa Locate

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Book Details

Regulation of public offerings

Introduction to the regulation of publicly-held companies

Antifraud provisions

Regulation of the securities business

Regulation of investment companies and investment advisers

Sanctions for violations

Civil liabilities

State regulation

State regulation.

Edition Notes

Includes index.

Published in: St. Paul, MN
Series: Nutshell series
Other Titles: Securities regulation

Classifications

Library of Congress: KF1440 .R37 2016

The Physical Object

Pagination: xxxiii, 411 pages
Number of pages: 411

Edition Identifiers

Open Library: OL60425508M
ISBN 10: 0314269967
ISBN 13: 9780314269966
OCLC/WorldCat: 951762305

Work Identifiers

Work ID: OL44197291W

Source records

Harvard University record

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Securities regulation in a nutshell

by Thomas Lee Hazen