An edition of Broker-dealer and adviser regulatory compliance forum 2012 (2012)

Broker-dealer and adviser regulatory compliance forum 2012

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Broker-dealer and adviser regulatory complian ...
Clifford E. Kirsch, Clifford E ...
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Last edited by MARC Bot
December 8, 2022 | History
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An edition of Broker-dealer and adviser regulatory compliance forum 2012 (2012)

Broker-dealer and adviser regulatory compliance forum 2012

by

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Publish Date
Publisher
Practising Law Institute
Language
English
Pages
237

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Subjects

Stockbrokers Legal status, laws Financial planners Securities industry Law and legislation

Places

United States
Edition Availability
Cover of: Broker-dealer and adviser regulatory compliance forum 2012
Broker-dealer and adviser regulatory compliance forum 2012
2012, Practising Law Institute
electronic resource / in English

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Book Details

Edition Notes

34315.

"Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2012, February 22, 2012."

Includes bibliographical references and index.

Mode of access: World Wide Web.

Published in
New York, N.Y
Series
Corporate law and practice course handbook series -- no. B-1932, Corporate law and practice course handbook series -- no. B-1932.

Classifications

Library of Congress
KF1071 .B76 2012

The Physical Object

Format
[electronic resource] /
Pagination
1 online resource (237 p.)
Number of pages
237

Edition Identifiers

Open Library
OL43352576M
ISBN 13
9781402417337

Work Identifiers

Work ID
OL31670206W

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