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Subjects
Consultants, Legal status, laws, Brokers, Dealers (Retail trade)Places
United StatesShowing 1 featured edition. View all 1 editions?
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Broker-dealer and adviser regulatory compliance forum 2013
2013, Practising Law Institute
electronic resource /
in English
1402419430 9781402419430
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Book Details
Edition Notes
41406.
"Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2013, February 20, 2013."
Includes bibliographical references and index.
Mode of access: World Wide Web.
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- Created December 8, 2022
- 1 revision
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