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September 11, 2008 | History
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Investment Management Regulatory Organisation.

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  • Cover of: Individual registration handbook.

    First published in 1996 1 edition in 1 language
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  • Cover of: Training and competence standards for administration functions.

    First published in 1996 1 edition in 1 language
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  • Cover of: Correction of unit trust box management errors.

    First published in 1995 1 edition in 1 language
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  • Cover of: Implementation of the Investment Services Directive.

    First published in 1995 1 edition in 1 language
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  • Cover of: IMRO and PIA joint statement of policy: investigation and discipline for breaches of regulatory requirements regarding pension transfers and opt-outs

    First published in 1995 1 edition in 1 language
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  • Cover of: Informal guidance on training and competence: notice to members.

    First published in 1995 1 edition in 1 language
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  • Cover of: Revised financial rules and the Capital Adequacy Directive.

    First published in 1995 1 edition in 1 language
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  • Cover of: Revised permitted business arrangements.

    First published in 1995 1 edition in 1 language
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  • Cover of: Statement of recommended practice: financial statements of authorised unit trust schemes : exposure draft.

    First published in 1995 1 edition in 1 language
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  • Cover of: Conduct of business, records and notifications.

    First published in 1994 1 edition in 1 language
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  • Cover of: Enforcement, discipline and appeals: consultation document.

    First published in 1994 1 edition in 1 language
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  • Cover of: Implementation of the capital adequacy directive: consultation document 19.

    First published in 1994 1 edition in 1 language
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  • Cover of: Incorrect pricing of unit trusts: correction and compensation.

    First published in 1994 1 edition in 1 language
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  • Cover of: Investment services directive: consultation document 18.

    First published in 1994 1 edition in 1 language
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  • Cover of: Protecting investors

    First published in 1994 1 edition in 1 language
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  • Cover of: Regulatory plan.

    First published in 1994 1 edition in 1 language
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  • Cover of: Statement of IMRO disciplinary policy.

    First published in 1994 1 edition in 1 language
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  • Cover of: Statement of IMRO intervention policy.

    First published in 1994 1 edition in 1 language
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  • Cover of: Unit trust pricing errors: consultation document.

    First published in 1994 1 edition in 1 language
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  • Cover of: Individual registration.

    First published in 1994 2 editions in 1 language
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Subjects
Investment Management Regulatory Organisation, Retail regulationreview, Securities and Investments Board

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ID Numbers

  • OLID: OL4539098A

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History

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September 11, 2008 Created by ImportBot Imported from Talis MARC record.