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October 22, 2010 | History

Securities regulation 1 edition

Securities regulation
Larry D. Soderquist

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Securities regulation
7th ed.
by Larry D. Soderquist, Theresa A. Gabaldon

Published 2010 by Foundation Press/Thomson/West in New York, N.Y .
Written in English.

Table of Contents

Approaching securities law
Business context of securities act registration
Regulatory framework of securities act registration
Securities act registration process
Reach of securities act regulation
Exemptions from securities act registration requirements
Regulation of resales of securities
Liability for securities act violations
Commission's general exemptive authority and registration of securities and periodic reporting under the exchange act
Proxy regulation
Tender offer regulation
Fraud and related issues under rule 10b-5 and the Sarbanes : Oxley Act
Liability for trading profits : section 16(b) and the Sarbanes : Oxley Act of 2002
Market manipulation and stabilization
Regulation of the securities business
Issues for securities litigators
The responsibilities of securities lawyers : various perspectives
State regulation of securities
International regulation of securities.

Edition Notes

Includes index.

University casebook series


Library of Congress
KF1438 .S64 2010

The Physical Object

xxxiii, 758 p. ;
Number of pages

ID Numbers

Open Library
9781599417448, 9781599417554
LC Control Number


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October 22, 2010 Created by ImportBot initial import