An edition of Consolidation of NASD and the regulatory functions of the NYSE (2009)

Consolidation of NASD and the regulatory functions of the NYSE

working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on the overall impact and outcome of the consolidation on the regulatory scheme including but not limited to the areas of rules, governance, enforcement and compliance, advertising, arbitration, funding, and the potential impact on investors, Thursday, May 17, 2007

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January 2, 2023 | History
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An edition of Consolidation of NASD and the regulatory functions of the NYSE (2009)

Consolidation of NASD and the regulatory functions of the NYSE

working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on the overall impact and outcome of the consolidation on the regulatory scheme including but not limited to the areas of rules, governance, enforcement and compliance, advertising, arbitration, funding, and the potential impact on investors, Thursday, May 17, 2007

by

  • 0 Ratings
  • 0 Want to read
  • 0 Currently reading
  • 0 Have read

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Publish Date
Publisher
U.S. G.P.O., For sale by the Supt. of Docs., U.S. G.P.O.
Language
English
Pages
128

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Subjects
National Association of Securities Dealers, NYSE Regulation (Firm), Self-regulation, Securities industry, Mergers
Places
United States

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Edition Availability
Cover of: Consolidation of NASD and the regulatory functions of the NYSE
Consolidation of NASD and the regulatory functions of the NYSE: working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on the overall impact and outcome of the consolidation on the regulatory scheme including but not limited to the areas of rules, governance, enforcement and compliance, advertising, arbitration, funding, and the potential impact on investors, Thursday, May 17, 2007
2009, U.S. G.P.O., For sale by the Supt. of Docs., U.S. G.P.O.
in English
  • Not in Library
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Book Details

Edition Notes

Shipping list no.: 2010-0106-P.

Includes bibliographical references.

Published in
Washington
Series
S. hrg -- 110-915

Classifications

Library of Congress
KF26 .B3956 2007b

The Physical Object

Pagination
iii, 128 p.
Number of pages
128

ID Numbers

Open Library
OL30765142M
ISBN 10
0160850215
ISBN 13
9780160850219
LCCN
2009526471
OCLC/WorldCat
502141149

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January 2, 2023 Edited by MARC Bot import existing book
October 29, 2020 Created by MARC Bot import new book